Regulation

The European Securities and Markets Authority (ESMA) has recently launched a review to assess the rules governing crypto asset investments by UCITS (Undertakings for Collective Investment in Transferable Securities) funds. This review is part of a larger examination of the EU’s financial regulatory framework and has been initiated in response to a request from the
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Robinhood’s crypto division recently found itself in hot water after receiving a Wells Notice from the US Securities and Exchange Commission (SEC) on May 4. The Gary Gensler-led Commission staff had been actively investigating Robinhood’s “cryptocurrency listings, custody of cryptocurrencies, and platform operations” before recommending an enforcement action against the company. This move led to
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Rep. Maxine Waters has put forth a proposal to nominate Ms. Kristin Johnson for the role of Assistant Secretary for Financial Institutions at the US Department of Treasury. This recommendation is based on Johnson’s track record as a Commissioner of the US Commodity Futures Trading Commission (CFTC). Johnson’s Qualifications Rep. Waters highlighted Johnson’s extensive expertise
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Fintech giant Block, which encompasses Square and Cash App, is facing intense scrutiny from federal prosecutors in the Southern District of New York. This investigation stems from allegations of significant compliance failures within the company. These compliance failures were brought to light by a former employee who disclosed lapses in the company’s transaction monitoring systems.
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House Financial Services Committee Chairman Patrick McHenry recently accused SEC Chair Gary Gensler of misleading Congress regarding the classification of Ethereum during his testimony in April 2023. This accusation has brought to light escalating tensions over the regulatory approach to digital assets in recent months. Some industry participants have even gone as far as filing
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